Friday, April 25, 2025

Phase diagrams elucidate emergence

Phase diagrams have been ubiquitous in materials science for decades. They show what states of matter are thermodynamically stable depending on the value of external parameters such as temperature, pressure, magnetic field, or chemical composition. However, they are only beginning to be appreciated in other fields. Recently, Bouchaud argued that they needed to be used more to understand agent-based models in the social sciences.

For theoretical models, whether in condensed matter, dynamical systems, or economics, phase diagrams can show how the state of the system predicted by the model has qualitatively different properties depending on the parameters in the model, such as the strength of interactions. 

Phase diagrams illustrate discontinuities, how quantitative changes produce qualitative changes (tipping points), and diversity (simple models can describe rich behaviour). Phase diagrams show how robust and universal a state is, i.e., whether it only exists for fine-tuning of parameters. Theoretical phase diagrams can expand our scientific imagination, suggesting new regimes that might be explored by experiments. An example is how the phase diagram for QCD matter (shown below) has suggested new experiments, such as at the RHIC.

For dynamical systems, I recently illustrated this with the phase diagram for the Lorenz model. It shows for what parameter ranges strange attractors exist.

Today, for theoretical models for strongly correlated electron systems it is common to map out phase diagrams as a function of the model parameters. However, this was not always the case. It was more common to just investigate a model for specific parameter values that were deemed to be relevant to specific materials. Perhaps, Anderson stimulated this new approach when, in 1961, he drew the phase diagram for the mean-field solution to his model for local moments in metals, a paper that was partly the basis of his 1977 Nobel Prize.

At a minimum, a phase diagram should show the state with the emergent property and the disordered state. Diagrams that contain multiple phases may provide hints for developing a theory for a specific phase. For example, for the high-Tc cuprate superconductors, the proximity of the Mott insulating, pseudogap, and non-Fermi liquid metal phases has aided and constrained theory development.

Phase diagrams constrain theories as they provide a minimum criterion of something a successful theory should explain, even if only qualitatively. Phase diagrams illustrate the potential and pitfalls of mean-field theories. Sometimes they get qualitative details correct, even for complex phase diagrams, and can show what emergent states are possible. Ginzburg-Landau and BCS theories are mean-field theories and work extremely well for many superconductors. On the other hand, in systems with large fluctuations, mean-field theory may fail spectacularly, and they are sometimes the most interesting and theoretically challenging systems.

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